Secretarial Services for Wealth Manager

Full Suite Company Secretarial Services for an Indian Wealth Management Firm

Secretarial Services for Wealth Manager | Nexdigm

Objective

Our client is a professional Wealth Management Company in India, engaged in all types of financial services, including but not limited to stock broking, depository participant, portfolio management, investment advisory, lending activities, distribution of financial products offered by companies, financial institutions, banks, mutual funds, central and state governments, insurance companies, pension, funds from gratuity, alternative investment, real estate, and any other institutions/entities dealing in financial products in India and abroad.

Solution

Our team assumed multiple roles to perform various responsibilities including standard, specialized and ad hoc secretarial compliances –

Standard Services
Ad-hoc Compliances

Impact

Nexdigm support helped the client avoid compliance issues under various Corporate laws and created potential cost savings. Our role in the funding assignments was not just limited to the secretarial compliance or documentation, but also included analyzing the terms of the shareholder’s agreement, highlighting the impact of few clauses on the company and preparing the shareholder schedules for various scenarios as per the commercial understanding. The team was also in constant touch with both the Company’s counsel, Investor’s counsel, Principals to the deal, addressing their queries on the documents and obtaining their approval for execution.

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